A Bachelor's degree in Compliance, Business Management or Finance from a recognized university with a Business level qualification in Chartered Accountancy
DUTIES AND RESPONSIBILITES
We are looking for an Assistant Manager-Compliance
QUALIFICATIONS AND REQUIREMENTS
Verify the accuracy of statutory return submissions performing independent data analysis
Assess, Monitor and Ensure early, the adherence to regulatory requirements of the Bank
Conduct internal reviews on adherence to covenants of the agreements of the Bank
Follow up actions on findings of a statutory examination of the Bank
Preparation of progress reports to CBSL and Board of Directors/Board Integrated Risk Management Committee on Statutory Examination findings of the Bank
Assist the Compliance Team in performing an annual compliance risk assessment of the Bank
Assist in conducting Compliance audits of the branches and departments and follow up actions on the findings
Assist in providing guidance to business on new/amended compliance requirements stemming from regulatory or business policies of the bank
Work closely with Audit, Risk, Information Security teams
Work with external parties (eg. CBSL, internal and external auditors) on Compliance Assessments and Statutory Examinations
Membership in ICASL or equivalent professional body
A Bachelor's degree in Compliance, Business Management or Finance from a recognized university with a Business level qualification in Chartered Accountancy
Minimum of 2 years' experience in compliance, finance, treasury or audit function of banking or finance industry
Self-motivated and eager to learn existing and new compliance regulations and guidelines
Candidate with prior experience in the area of compliance in the banking sector would be a plus
Demonstrate good communication and excellent organizational skills